Details for GLOBE GAZETTE CIRCULATION - Ad from 2021-10-05
STATEMENT OF OWNERSHIP, MANAGEMENT AND CIRCULATION Of the Daily Edition of the Globe Gazette (owned by Lee Enterprise, Inc.) is published at 687 S. Taft Ave., Suite 2, Cerro Gordo County, IA, required by the Act of October 23, 1962 Section 4369 United States Code Publisher: Janet Johnson Editor: Jaci Smith RE: STATEMENT OF OWNERSHIP--SHAREHOLDERS OVER 1% AS OF 8/31/21 Mary E. Junck, 11 Deer Hill Rd, Pleasant Valley, IA 52767 Gregory P. Schermer, 2911 E 32nd St., Davenport, IA 52807 Grant E. Schermer, 10455 O’Brien Creek, Missoula, MT 59804 Kevin D. Mowbray, 7028 Nottingham Lane, Bettendorf, IA 52722 Mackie Research Capital Corporation, 199 Bay Street, Suite 4500, Commerce Court West, Box 368, Toronto, ON – MSL 1G2 Wells Fargo Clearing Services, LLC, One North Jefferson Avenue, St. Louis, MO 63103 Charles Schwab & Co., Inc., 51 Mercedes Way, Edgewood, NY 11717 UBS Financial Services Inc., 1200 Harbor Blvd, Weehawken, NJ 07086 Morgan Stanley Smith Barney, LLC, 2000 Westchester Avenue, Purchase, NY 10577 Bank of New York, One Wall Street, New York, NY 10286 National Financial Services, LLC, 200 Liberty Street, New York, NY 10281 JPMorgan Chase Bank/IA, One Chase Manhattan Plaza 4-B, New York, NY 10081 TD Ameritrade, Inc., 51 Mercedes Way, Edgewood, NY, 11717 E*Trade Clearing LLC, 10951 White Rock Road, Rancho Cordova, CA 95670 The Vanguard Group, Inc, 455 Devon Park Drive, Wayne, PA 19087 Merrill Lynch, Pierce Fenner & Smith, 4 Corporate Place, Piscataway, NJ 08854 J.P. Morgan Chase Bank, One Chase Manhattan Plaza, New York, NY 10081 Goldman Sachs, 180 Maiden Lane, New York, NY 10038 MUFG Union Bank, N.A., 1251 Avenue of the Americas, New York, NY 10020 Archview Investment Group LP, 750 Washington Blvd., 10th Floor, Stamford, CT 06901 RBF Capital LLC, 3047 Fillmore St., San Francisco, CA 94123 Euclidean Technologies Management LLC, 1325 6th Ave., New York, NY 10019 Dimensional Fund Advisors LP, Dimensional Place, 6300 Bee Cave Road, Building One, Austin, TX 78746 The Vanguard Group, Inc., 100 Vanguard Blvd., Malvern, PA 19355 Cannell Captial LLC, 245 Meriwether Circle, Alta, WY 83414 Franklin Mutual Advisors, LLC, 101 John F Kennedy Parkway, Short Hills, NJ 07078 Russell Investment Management LLC, 71 S. Wacker Drive #2125, Chicago, IL 60606 Geode Capital Management LLC, 100 Summer St., 12th Floor, Boston, MA 02110 North Star Investment Management Corp., 20 Upper Wacker Dr., Chicago, IL 60606 Algert Global LLC, One Maritime Plaza, Clay and Front St., San Francisco, CA 94111 Arcadian Asset Management LLC, 260 Franklin St., Boston, MA 02110 Mudrick Capital Management LP, 527 Madison Ave., New York, NY 10022 Aristeia Capital LLC, 1140 6th Ave., 11th Floor, New York, NY 10036 Alden Global Capital, 885 3rd Ave #34, New York, NY 10022 Solas Capital Management LLC, 405 Park Ave, New York, NY 10022 Northern Lights Fund Trust, 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246 Fidelity, 100 Crosby Parkway, Covington, KY 41015 EVR Research LP, 411 Libbie Ave, Suite 2, Richmond, VA 23226 1% Ownership as of August 31, 2021 Berkshire Hathaway, 3555 Farnum St., Omaha, NE 68131 Extent and Nature of Circulation Average No. Copies Each No. Copies of Single Issue Issue During Preceding Published Nearest 12 months to Filling Date A. TOTAL NUMBER OF COPIES (NET press run) 4,224 3,732 B. PAID CIRCULATION (BY MAIL AND OUTSIDE THE MAIL) 1. Mailed Outside-County Paid Subscriptions Stated on PS Form 3541 698 790 (Include paid distribution above nominal rate, advertiser’s proof copies, and exchange copies) 2. Mailed In-County Paid Subscriptions Stated on PS Form 3541 117 133 (Include paid distribution above nominal rate, advertiser’s proof copies, and exchange copies) 3. Paid Distribution Outside the Mails Including Sales Through Dealers and 2,934 2,501 Carriers, Street Vendors, Counter Sales, and Other Paid Distribution Outside USPS® 4. Paid Distribution by Other Classes of Mail Through the USPS 0 0 (e.g. First-Class Mail®) C. TOTAL PAID DISTRIBUTION (Sum of 15b (1), (2), (3), and (4) 3,749 3,424 D. Free or Nominal Rate Distribution (By Mail and Outside the Mail) 1. Free or Nominal Rate Outside-County Copies included on PS Form 3541 5 5 2. Free or Nominal Rate In-County Copies Included on PS Form 3541 0 1 3. Free or Nominal Rate Copies Mailed at Other Classes Through the USPS 0 0 (e.g., First-Class Mail) 4. Free or Nominal Rate Distribution Outside the Mail 191 158 (Carriers or other means) E. Total Free or Nominal Rate Distribution (Sum of 15d (1), (2), (3) and (4)) 196 164 F. Total Distribution (Sum of 15c and 15e) 3,945 3,588 G. Copies not Distributed (See Instructions to Publishers #4 (page #3)) 267 142 H. Total (Sum of 15f and g) 4,212 3,730 I. PERCENT PAID (15c divided by 15f times 100) 95% 95.4% ELECTRONIC COPY CIRCULATION Average No. Copies Each No. Copies of Single Issue Issue During Preceding Published Nearest 12 months to Filling Date A. PAID ELECTRONIC COPIES 2,508 2,833 B. TOTAL PAID PRINT COPIES 6,257 6,257 (Line 15c) + Paid Electronic Copies (Line 16a) C. TOTAL PRINT DISTRIBUTION 6,453 6,421 (Line 15f) + Paid Electronic Copies (Line 16a) D. PERCENT PAID 96.9% 97.4% (BOTH PRINT & ELECTRONIC COPIES) (16B DIVIDED BY 16C Í 100) Publication of Statement of Ownership Publication of Statement of Ownership If the publication is a general publication, publication of this statement is required. Will be printed in the October 5, 2021 issue of this publication. Janet Johnson, Publisher 10/1/2021 I certify that all information furnished on this form is true and complete. I understand that anyone who furnishes false or misleading information on this form or who omits material or information requested on the form may be subject to criminal sanctions (including fines and imprisonment) and/or civil sanctions (including civil penalties).