Details for OWNERSHIP STMT
PUBLIC NOTICE STATEMENT OF OWNERSHIP MANAGEMENT AND CIRCULATION (Required by 39 U.S.C. 3685) 1. 2. 3. 4. 5. 6. 7. 8. Title of Publication - Forest City Summit Publication No. - 204-900 Date of Filing - Sept. 28, 2017 Frequency of Issue - Every Wednesday No. of Issues Published Annually - 52 Annual Subscription Price - $45.00 Complete Mailing Address of Known Office of Publication - 105 S Clark St, Forest City, IA 50436 Complete Mailing Address of Headquarters of General Business Offices of Publisher - PO Box 271, 300 N. Washington Ave., Mason City, IA 50402-0271 9. Full Names and Complete Mailing Addresses of Publisher, Editor, and Managing Editor, Our Publisher-Roy Biondi, PO Box 271, 300 N. Washington Ave., Mason City, IA 50402-0271 Editor-David Mayberry, PO Box 271, 300 N. Washington Ave., Mason City, IA 50402-0271 Regional Editor- James Cross, PO Box 271, 300 N. Washington Ave., Mason City, IA 50402-0271 10. Owner (if owned by a corporation, its name and address must be stated and also immediately thereunder the names and addresses of stockholders owning or holding 1 percent or more of total amount of stock. If not owned by a corporation, the names and addresses of the individual owners must be given. If owned by a partnership or other unincorporated firm, its name and address, as well as that of each individual must be given. If the publication is published by a nonprofit organization, its name and address must be stated.) TO: ALL LEE PUBLISHERS AND CIRCULATION MANAGERS RE: STATEMENT OF OWNERSHIP--SHAREHOLDERS OVER 1% AS OF 8/31/2017 Gregory P. Schermer, 2911 E 32nd St., Davenport, IA 52807; Grant E. Schermer, 10455 O’Brien Creek, Missoula, MT 59804; Mackie Research Capital Corporation, 199 Bay Street, Suite 4500, Commerce Court West, Box 368, Toronto, ON – MSL 1G2; Wells Fargo Clearing Services, LLC, One North Jefferson Avenue, St. Louis, MO 63103; Charles Schwab & Co., Inc., 51 Mercedes Way, Edgewood, NY 11717; UBS Financial Services Inc., 1200 Harbor Blvd, Weehawken, NJ 07086; Pershing LLC Securities Corporation, 1 Pershing Plaza, Jersey City, NJ 07399; Bank of New York, One Wall Street, New York, NY 10286; National Financial Services, LLC, 200 Liberty Street, New York, NY 10281; JPMorgan Chase Bank, 14201 Dallas Parkway, Dallas, TX 75254; Ameritrade, Inc., 51 Mercedes Way, Edgewood, NY, 11717; E*Trade Clearing LLC, 10951 White Rock Road, Rancho Cordova, CA 95670; Scottrade Inc., 51 Mercedes Way, Edgewood, NY 11717 ; Merrill Lynch, Pierce Fenner & Smith, 4 Corporate Place, Piscataway, NJ 08854; J.P. Morgan Chase Bank, One Chase Manhattan Plaza, New York, NY 10081; Goldman Sachs, 180 Maiden Lane, New York, NY 10038; Morgan Stanley DW Inc., c/o ADP Services, 51 Mercedes Way, Edgewood, NY 11717; MUFG Union Bank, N.A., 1251 Avenue of the Americas, New York, NY 10020; Archview Investment Group LP, 750 Washington Blvd., 10th Floor, Stamford, CT 06901; JPMC Clearing, One Metrotech Center North, 4th Floor, Brooklyn, NY 11201; State Street Bank and Trust Company, 1776 Heritage Dr., Quincy, MA 02171; Citibank, N.A., 3800 Citibank Center, Tampa, FL 33610; Brown Brothers Harriman & Co., 140 Broadway, New York, NY 10005; Interactive Brokers Retail Equity Clearing, New York, NY; The Vanguard Group, Inc., 100 Vanguard Blvd., Malvern, PA 19355; State Farm Investment Management Corp., 430 W. 7th St., Kansas City, MO 64105; Franklin Mutual Advisors, LLC, 101 John F Kennedy Parkway, Short Hills, NJ 07078; Quinn Opportunity Partners, LLC, 145 W 67th St., Suite 7K, New York, NY 10023; Bridgeway Capital Management, Inc., 20 Greenway Plaza, Suite 450, Houston, TX 77046; North Star Investment Management Corp., 20 Upper Wacker Dr., Chicago, IL 60606; Algert Global LLC, One Maritime Plaza, Clay and Front St., San Francisco, CA 94111; Arcadian Asset Management LLC, 260 Franklin St., Boston, MA 02110; Lender Group Aristeia Master, L.P., 1140 Avenue of the Americas, New York, NY 10036; CVC European Credit Opportunites Sarl-Compartment A, 40 Avenue Monterey, Luxembourg City, Luxembourg; CVC Global Credit Opportunities Master Fund, L.P., 712 Fifth Avenue-42nd Flr, New York, NY 10019; FIFTH STREET STATION LLC, 1041 Kirkpatrick Rd. Ste 250, Burlington, NC 27215; Franklin Templeton Investments, 100 Fountain Parkway N, St Petersburg, FL 33716; Hawkeye Capital Master, 800 Third Ave. 9th flr, New York, NY 10022; HG VORA - GEM 1 LOAN FUNDING, 330 Madison Ave - 23rd Flr, New York, NY 10017; Mutual Quest Fund (Franklin Mutual Quest Fund), 444 South Flower Street, 32nd Flr, Los Angeles, CA 90071; NORTHERN TRUST, Harborside Financial Center Plaza 10 Second Street, Jersey City, NJ 07399; South Dakota Investment Council, 4009 W 49th St., Suite 300, Sioux Falls, SD 57106; TIAA-Cref, 730 Third Avenue, New York, NY 10017; Power Corporation of Canada, 751 Rue du Square - Victoria, Montreal, Canada H2Y 2J3 12. Tax Status (For completion by nonprofit organizations authorized to mail at nonprofit rates) The purpose, function, and nonprofit status of this organization and the exempt status for federal income tax purposes: Has not changed during preceding 12 months. 13. Publication Title: Forest City Summit 14. Issue Date for Circulation Data Below: 9/13/2017 15. Extent and Nature of Circulation Average No. Copies Each No. Copies of Single Issue Issue During Preceding Published Nearest 12 Months to Filing Date a. Total Number of Copies (Net press run) 1511 1105 b. Paid Circulation (By Mail and Outside the Mail) 1. Mailed Outside-County Paid Subscriptions Stated on PS Form 3541 (include paid distribution above nominal rate, advertiser’s proof copies, and exchange copies) 316 281 2. Mailed In-County Paid Subscriptions Stated on PS Form 3541 (include paid distribution above nominal rate, advertiser’s proof copies, and exchange copies) 527 480 3. Paid Distribution Outside the Mails including Sales Through Dealers and Carriers, Street Vendors, Counter Sales, and 138 148 Other Paid Distribution Outside USPS® 4. Paid Distribution by Other Classes of Mail Through the USPS (e.g., First Class Mail®) 0 0 c. Total paid Distribution (Sum of 15b (1), (2), (3), and (4)) 981 909 d. Free or Nominal Rate Distribution (By Mail and Outside the Mail) 1. Free or Nominal Rate Outside-County Copies Included on PS Form 3541 2 2 2. Free or Nominal Rate In-County Copies Included on PS Form 3541 1 1 3. Free or Nominal Rate Copies Mailed at Other Classes Through the USPS (e.g., First-Class Mail) 0 0 4. Free or Nominal Rate Distribution Outside the Mail (Carriers or other means) 20 20 e. Total Free or Nominal Rate Distribution (Sum of 15d (1), (2), (3) and (4)) 23 23 f. Total Distribution (Sum of 15c and 15e) 1004 911 g. Copies not Distributed (See Instructions to Publishers #4 (page #3)) 428 15 h. Total (Sum of 15f and g) 1432 926 i . Percent Paid (15c divided by 15f times 100) 97.7% 99.8% 16. Electronic Copy Circulation a. Paid Electronic Copies 0 0 b. Total Paid Print copies (Line 15c)+Paid Electronic copies (Line 16a) 981 909 c. Total Print distribution (Line 15f)+Paid Electronic copies (Line 16a) 1004 911 d. Percent Paid (Both Print & Electronic Copies) (16b divided by 16cx100) 97.7% 99.8% 17. Publication of Statement of Ownership: If the publication is a general publication, publication of this statement is required. Will be printed in the October 4, 2017 Issue of this publication. 18. Signature and Title of Editor, Publisher, Business Manager, or Owner Roy Biondi, Publisher 9/28/2017 I certify that all information furnished on this form is true and complete. I understand that anyone who furnished false or misleading information on this form or who omits material or information requested on the form may be subject to criminal sanctions (including fines and imprisonment) and/or civil sanctions (including civil penalties).